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FINRA Unscripted FINRA Unscripted FINRA Daily Cyber Threat Brief Daily Cyber Threat Brief Simply Cyber Media Group Audio-CD.at Indie Podcasts: Wiener Börse, Sport, Musik (und mehr) Audio-CD.at Indie Podcasts: Wiener Börse, Sport, Musik (und mehr) Christian Drastil Comm. (Agentur für Investor Relations und Podcasts) Squawk on the Street Squawk on the Street CNBC JIJI English News-時事通信英語ニュース- JIJI English News-時事通信英語ニュース- 時事通信社 Flash Stock Reports (Video) Flash Stock Reports (Video) Flash by StockSentinel.AI Experiencing Data w/ Brian T. O’Neill Experiencing Data w/ Brian T. O’Neill Brian T. O’Neill from Designing for Analytics Talking Real Money - Investing Talk Talking Real Money - Investing Talk Don McDonald Frequent Traveller Circle - Essentials - DEUTSCH Frequent Traveller Circle - Essentials - DEUTSCH Lars F Corsten Cross-border Tax Talks Cross-border Tax Talks PwC 4biddenknowledge Podcast 4biddenknowledge Podcast Billy Carson 4biddenknowledge Crypto Altruists: Real-World Stories of Social & Environmental Impact with Web3 Crypto Altruists: Real-World Stories of Social & Environmental Impact with Web3 Crypto Altruists The Online Hustle Podcast The Online Hustle Podcast AVASK Studios Outthinkers Outthinkers Outthinker In & Around Podcasting In & Around Podcasting Captivate TV Santa Barbara TV Santa Barbara TV Santa Barbara MasilyJohn MasilyJohn MasilyJohn Rock Solid Conversations Rock Solid Conversations Eric Zwigart August After Dark August After Dark August After Dark Bitcoin And | Bitcoin & Economic News Bitcoin And | Bitcoin & Economic News David Bennett | Bitcoin & Economic News Becker Private Equity & Business Podcast Becker Private Equity & Business Podcast Scott Becker The Builder Upper Show The Builder Upper Show Lumber Defining Affordable: A Housing Solutions Podcast Defining Affordable: A Housing Solutions Podcast Jaime Albarelli and Robin Martinez Vermont Viewpoint Vermont Viewpoint Vermont Viewpoint The Painting & Decorating Show The Painting & Decorating Show Fix Radio Datasets Datasets Visionary Theo - t3․gg Theo - t3․gg Theo - t3․gg Mercado Abierto Mercado Abierto Capital Radio Píldoras del Conocimiento Píldoras del Conocimiento Píldoras del Conocimiento Paid to Bring Peace Paid to Bring Peace Beau Norton The Real Investment Show Podcast The Real Investment Show Podcast Lance Roberts Creativity, Spirituality & Making a Buck with David Nichtern Creativity, Spirituality & Making a Buck with David Nichtern Be Here Now Network The Lawyer Millionaire® Podcast: Business & Financial Planning for Law Firm Owners The Lawyer Millionaire® Podcast: Business & Financial Planning for Law Firm Owners Darren Wurz, CFP Wisdom in the Tangents Photography Podcast Wisdom in the Tangents Photography Podcast John Mansfield Proactive - Interviews for investors Proactive - Interviews for investors Proactive eCommerce Fastlane: Shopify Growth Strategies—Where AI Efficiency Meets Human Connection eCommerce Fastlane: Shopify Growth Strategies—Where AI Efficiency Meets Human Connection Steve Hutt | Shopify and eCommerce Expert Rainer on Leadership Rainer on Leadership Church Answers
FINRA Unscripted

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FINRA Unscripted

FINRA

How FINRA Turns Member Feedback Into Action

July 07, 2026 5:30am 22 min

As a self-regulatory organization, FINRA doesn't operate in a vacuum. Our effectiveness depends on understanding what is happening in the industry, hearing directly from our members, and translating that feedback into me...

Inside FINRA Forward: A Conversation with FINRA Board Chair Scott Curtis

June 02, 2026 5:30am 27 min

On this episode, tune in to a conversation from FINRA’s 2026 Annual Conference, where FINRA Board Chair Scott Curtis and FINRA President and CEO Robert Cook discussed the partnership between board governance and executiv...

How FINRA Is Enhancing Member Firm Examinations

May 05, 2026 5:30am 34 min

Examinations are a cornerstone of FINRA's regulatory oversight, but how we conduct them is evolving. As part of FINRA Forward, we're making our approach more risk-informed, more efficient, and more transparent. On this e...

Trading Around the Clock: Inside FINRA's Trade Reporting Enhancements

April 07, 2026 5:30am 23 min

Every time you check a stock price on your phone or watch a ticker scroll across a screen, you are seeing the result of a complex reporting system most investors never think about. Behind that number is a vast infrastruc...

How FINRA Is Streamlining Data Requests

March 03, 2026 5:30am 34 min

Data is at the heart of everything we do at FINRA—from examining firms to detecting suspicious trading to protecting investors. But the process of requesting, gathering, and analyzing data involves significant effort acr...

Financial Security in 2026: Tips for Investors and How Firms Can Help

February 03, 2026 5:30am 18 min

Financial security is about more than just building wealth: It's about resilience, preparation, and having the tools to weather whatever comes your way. And right now, with rising costs, market volatility, and evolving f...

Investors in the United States: Key Trends and Insights from the National Financial Capability Study

January 06, 2026 5:30am 37 min

The FINRA Investor Education Foundation’s National Financial Capability Study is an expansive source of data and insights about the financial lives of U.S. adults. Conducted every three years, this wide-ranging research ...

Navigating the 2026 Regulatory Oversight Report: Key Insights from FINRA Leadership

December 09, 2025 8:20am 42 min

The Annual Regulatory Oversight Report is one of FINRA’s most valued resources for member firms—and this year, we're publishing it earlier than ever in response to member feedback. The 2026 Report features insights on cy...

Making Your Voice Heard Through FINRA Member Engagement

December 02, 2025 5:30am 32 min

As a self-regulatory organization, engagement with member firms is vital to FINRA’s success. On this episode, we highlight engagement opportunities, provide insight into how FINRA is listening and taking action on what w...

Building Cybersecurity Resilience Through FINRA Forward

November 19, 2025 5:30am 40 min

Today's cybersecurity threats aren't isolated incidents—they are sophisticated operations orchestrated by organized criminals and even nation states. This new reality demands we respond not as individual organizations, b...

A Conversation with FINRA CEO Robert Cook and Small Firm Advisory Committee Chair Preston Haxo

November 04, 2025 5:30am 26 min

Small firms face unique challenges. The regulatory landscape is evolving rapidly. And the conversation between regulators and the regulated is more important than ever. How does FINRA ensure that small firm voices are he...

Encore | Investing Wisely in 2025: Avoiding Scams and Achieving Your Financial Goals

October 07, 2025 5:30am 15 min

This episode originally aired in January 2025.Many of us view January as a time to make a fresh start, and as a time to bid farewell to bad habits. In thinking about your New Year's resolutions, have you considered wheth...

Previewing FINRA’s Crypto and Blockchain Education Program

September 16, 2025 5:30am 17 min

As member firm activity increases in blockchain and crypto assets, FINRA is launching a Crypto and Blockchain Education Program designed to empower member firm compliance and combat crypto fraud by broadening the knowled...

National Financial Capability Study: Key Trends and Insights

August 05, 2025 5:00am 32 min

In 2009, the FINRA Investor Education Foundation launched the first national study of financial capability of adults in the United States. Since its start, the National Financial Capability Study has provided data on mul...

A Conversation With FINRA Chair Scott Curtis

July 15, 2025 5:00am 28 min

Resources mentioned in this episode:Blog Post: Fee Rebate for FINRA Member FirmsBlog Post: FINRA Forward Initiatives to Support Members, Markets and the Investors They ServeRequest for Comment: Outside Activities Rule—20...

Robert Cook on FINRA Forward, and More

June 16, 2025 11:00pm 23 min

FINRA Forward—New Initiatives to Support Members, Markets, and the Investors They ServeFINRA360Request for Comment on Capital Formation Rules, Guidance and ProcessesRequest for Comment on Modern Workplace Rules, Guidance...

Vendor Vigilance: Navigating Third-Party Risk

May 06, 2025 5:30am 18 min

Third-party risk is the most clicked-on topic in FINRA's 2025 Regulatory Oversight Report. But what is third-party risk and why are people so interested in it? What can FINRA member firms do to mitigate that risk? And ho...

Protecting Investors: FINRA Securities Helpline for Seniors' 10th Anniversary

April 01, 2025 5:30am 27 min

This month, we are marking the 10th anniversary of the FINRA Securities Helpline for Seniors—an important milestone for a critical service that FINRA provides to protect vulnerable investors and assist harmed investors. ...

Protecting Yourself from Financial Fraud: Navigating an Evolving Landscape

March 04, 2025 5:30am 31 min

As we observe National Consumer Protection Week amid a growing and changing financial fraud landscape, the time is ripe to talk about the ways in which investors can protect themselves from financial scams. On this episo...

Using Data to Stay Ahead of Risk: Introducing FINRA’s StratIntel Team

February 11, 2025 5:30am 35 min

As the financial industry continues to evolve, it's important to stay ahead of emerging risks and trends. On this episode of FINRA Unscripted, the leaders of FINRA's new Strategic Intelligence and Analytics (StratIntel) ...

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